Ensuring safety & compliance
with your regulatory products
Welcome to Peak Consultants
Compliance and Regulatory Specialists in Bristol
Peak Consultants was formed in 2000. We work primarily with firms that are regulated by the Financial Conduct Authority, although not exclusively.
Over the years we have worked with Banks, Stockbrokers, large Independent Financial Advisers, Insurance companies and the Motor Trade. We have worked with firms developing systems and controls and supported firms during enforcement action. We have many years experience within a regulated environment and would be happy to discuss how we may be able to help your business.
Our Key Specialisms
We have been supporting main dealer franchises across the country since 2004, providing numerous services to assist with staff, procedural and legislative compliance including variation of permission and financial promotions.
We provide consultancy services to help resolve your problems, from conducting business reviews and providing staff training, to dealing with complex complaints.
We can assist with identifying and accurately quantifying risk within your business, helping to mitigate and remove it wherever possible thus giving you peace of mind and a trusted, professional team to rely on.
All the support you need to remain compliant for your policies.
We forecast & evaluate any financial risks and identify procedures to avoid.
Helping businesses anticipate and adapt in an ever changing regulatory climate.
We make sure your information is used fairly, lawfully and transparently.
Ensuring Peace of Mind
With nearly 20 years' experience and a long track record of success supporting and advising clients about their regulatory obligations and dealings with the FCA, Peak works across a range of regulated business which include banking, stock-broking and the motor trade, we know our stuff!
From helping companies improve performance, embed their strategy into their everyday work, to making sure what they do complies with the regulations.
When we tell you something you can rely on what we have said. If we are not sure, we won't say it!