From updates to support
we work closely with the FCA for you
What is Compliance?
We focus on upholding policies and procedures
In general, compliance means conforming to a rule, such as a specification, policy, standard or law. Regulatory compliance describes the goal that organizations aspire to achieve in their efforts to ensure that they are aware of and take steps to comply with relevant laws, policies, and regulations.
Due to the increasing number of regulations and need for operational transparency, organizations are increasingly adopting the use of consolidated and harmonized sets of compliance controls.
This approach is used to ensure that all necessary governance requirements can be met without the unnecessary duplication of effort and activity from resources.
Our Key Specialisms
We have been supporting main dealer franchises across the country since 2004, providing numerous services to assist with staff, procedural and legislative compliance including variation of permission and financial promotions.
We provide consultancy services to help resolve your problems, from conducting business reviews and providing staff training, to dealing with complex complaints.
We can assist with identifying and accurately quantifying risk within your business, helping to mitigate and remove it wherever possible thus giving you peace of mind and a trusted, professional team to rely on.
All the support you need to remain compliant for your policies.
We forecast & evaluate any financial risks and identify procedures to avoid.
Helping businesses anticipate and adapt in an ever changing regulatory climate.
We make sure your information is used fairly, lawfully and transparently.
Ensuring Peace of Mind
With nearly 20 years' experience and a long track record of success supporting and advising clients about their regulatory obligations and dealings with the FCA, Peak works across a range of regulated business which include banking, stock-broking and the motor trade, we know our stuff!
From helping companies improve performance, embed their strategy into their everyday work, to making sure what they do complies with the regulations.
When we tell you something you can rely on what we have said. If we are not sure, we won't say it!