The UK financial services industry is subject to increasing scrutiny and oversight, with the cost of making mistakes becoming higher both financially and with respect to reputation. New initiatives, are impacting firms on a local and international level, requiring firms to have the appropriate knowledge or awareness of all legislation and initiatives that affects them. By keeping on top of these regulations, firms retain their competitive advantage in an ever-changing landscape.
Peak Consultants is a trusted compliance consultant to a variety of firms including motor dealerships and media agencies.
Providing both retained or ad-hoc regulatory compliance consulting services, our dedicated team offers practical support during the launch phase and assistance throughout the business lifecycle. Our compliance consultants have extensive experience in setting-up firms, assisting with obtaining initial authorisation or registration, through to providing ongoing compliance services to navigate the rapidly changing regulatory landscape.
Our areas of work include
- Corporate governance and compliance
- Financial institutions
- Financial services and regulation
- Regulation and investigations
- Risk advisory
Our team covers key global financial services centers and contains individuals who have held senior risk and compliance positions in global institutions, as well as former regulators
We work in partnership with our clients enabling us to provide a full service, combining deep regulatory knowledge with practical industry experience
Our methodologies and solutions are tailored to each assignment and client and consider the regulatory environment and the client’s business model, commercial aspirations, risk appetite and internal governance
By understanding the needs of each specific client we can tailor our teams accordingly, ensuring that there is sufficient practical and technical knowledge and experience applied to each project